Professional Liabilty 

Brokering insurance for CPAs, lawyers, investment advisors, architects, and engineers.

Ancillary Lines  

Employment practices liability, and directors and officers insurance are also available.




Claims made policies require early notification of any situation that could reasonably be expected to bring rise to a claim.  Failure to report a potential claim in a timely manner can later result in a declination of coverage.  We work to build your firm's awareness of reportable matters and general policy requirements.  Reportable matters may include:

  • Receipt of subpoena
  • Regulatory inquiry
  • Ethics allegations
  • Client demands
  • Known error
  • Whistleblower situation
  • Cease and desist orders
  • Discovery of a fraud or Ponzi scheme
  • Disengagement due to adverse circumstances
  • Deepening insolvency or bankruptcy
  • Adverse information in the media about a client
  • Disciplinary action or investigation by a court, board or regulatory agency
  • Any situation that you feel could bring rise to a claim

Our loss prevention specialization and relationships with industry experts can often find a variety of solutions for your practice management needs.  

Loss prevention seminars are available, presenting current professional liability issues.  Topics and general risk transference tools are offered, including:  

  • Conflict of interest situations
  • Engagement letter review
  • Disengagement issues
  • Retention of files
  • Internal controls
  • Documentation
  • Client screening
  • Fraud and defalcation
  • Collections matters
  • Arbitration and mediation